Compliance Aml Execution Manager C12 - Heredia, Costa Rica - Citi

Citi

Empresa verificada

Heredia, Costa Rica

hace 1 semana

Publicado por:

Andrea Rodríguez

beBee Recruiter

Descripción

The Regional Payment Intermediary DDU Lead is a senior professional responsible for leading risk and compliance reviews of the Payment Intermediary (PI) client type in coordination with the broader Due Diligence Unit Team as well as other teams in the wider Global Enhanced Due Diligence (GEDD) Team.

The overall objective of the position is to coordinate and complete timely and holistic qualitative reviews of the onboarding of these client types.

The role is a senior role within the DDU reporting direct to the Regional DDU Lead (with a matrix reporting line to another regional lead) and managing a team of approximately 6-12 staff domiciled in different locations globally in EMEA and the Americas.

Responsibilities:

Manage and develop a diverse AML team of staff across multiple locations
Ensure the timely and qualitative periodic review/onboarding PI client types within the CitiKYC system meeting appropriate MCA timelines
Ensure the timely and qualitative uplifts of Payment Intermediary Clients when directed by relevant compliance or governance teams. For example, a PI client may need uplift as will be moving from offering proprietary to third party flows through their account with Citi
Prepare & present weekly reports to the regional DDU Lead(s) for the status of Pi's within the region(s) responsible for.
Liaise closely with the business on all uplifting cases in order to manage expectations and prioritize effectively
Prepare case files for review where escalations necessary, and conduct and document all research and analysis
Manage risk by analyzing the root cause of issues and impact to business. Root causes should then be learnt from to ensure greater performances month to month
Has the ability to operate with a limited level of direct supervision.
Can exercise independence of judgement and autonomy.
Acts as SME to senior stakeholders and /or other team members.
Ensure appropriate capacity planning
Be the regional DDU point of contact for audit and regulatory queries as pertaining to Payment Intermediary Clients
Ensure constant learning and development for team members. Additionally, ensure monthly 1:1's at a minimum are completed and documented with each staff member
Build and sustain lasting relationships with other regional DDU Leads, Risk Evaluation Management (REM), Banking Capital Markets and Advisory (BCMA), Payment Intermediary Oversight Committee (PIOC), FCB/PI Compliance, Country AMLCO's and other relevant stakeholders
If there should be a need owing to leave or attrition, the PI regional lead should proactively complete PI KYC Records when there is a business need

Qualifications:

Extensive KYC experience in Citi or similar Global Institution
Anti-Money Laundering (AML) Certification preferable
Previous supervisory experience
Efficient verbal and written communication skills
Experience using online search tools
Advanced English Required

Education:

Bachelor's/University degree, Master's degree preferred

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

-
Job Family Group:

Compliance and Control

-
Job Family:

AML Execution

-
Time Type:

Full time

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "
EEO is the Law" poster. View the
EEO is the Law Supplement.

View the
EEO Policy Statement.

View the **Pay Transparency Posting