Senior Compliance and Regulatory Specialist (BB-1B65F)

Encontrado en: Neuvoo Bulk CR



Global regulatory requirements impacting Cargill have significantly increased since the global financial crisis. Regulators and exchanges have also increased their scrutiny of existing requirements. This position plays a critical role in supporting the cash, derivatives and surveillance aspects of Cargill’s commodity markets compliance program.

This position is responsible for providing compliance support with the oversight of regulated entities within Cargill that participate within the derivatives and commodity markets, including audits, maintaining documentation, reviewing marketing materials and communications and other duties that help to ensure compliance with regulatory requirements and guidelines.


Monitoring and Tracking

  • Ongoing tracking of marketing material reviews
  • Surveillance of email communications
  • Maintaining records and tracking approvals
  • Initial triage to identify issues and escalating to compliance leads
  • Auditing

  • Performing annual audits of branch offices
  • Implementing remediation and/or handoff to compliance leads
  • Responding to audit requests and drafting written responses
  • Regulatory and Reporting Filing

  • Tracking of existing license/registration information
  • Preparation of new registrations
  • Annual update of employee information
  • Entity Administration

  • Maintenance of entity documentation (corporate resolutions, meeting minutes)
  • Providing documents on request and routing issues to tagged compliance leads
  • Qualifications

  • Bachelor’s degree or equivalent.
  • 4+ years of regulatory compliance experience
  • Experience working in the legal or paralegal field
  • Knowledge of cash commodity markets
  • Knowledge of derivatives markets
  • Previous experience of regulatory/risk reporting or accounting
  • Familiarity using a third-party vendor website system
  • Comfortable with legal and regulatory documents
  • Advanced English level
  • Intermediate Portuguese level
  • Job


    calendar_todayhace 2 días

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    location_onSan Antonio District, Belén, Costa Rica

    work Cargill

    Autorizo expresamente a la Términos y condiciones